This post is the second entry in our Renewal Reset Series. Building on the insights from part one, we show how the data you collect for registration renewals can (and should) do double duty when updating your policies and procedures, helping you streamline your compliance efforts.

Welcome to the first installment of our Renewal Reset Series, where we unpack how annual registration renewal can be more than just a filing chore. In this opening post, we explore why renewal season is a diagnostic tool for your firm’s compliance health, setting the stage for the integrated approach we’ll develop in the posts that follow.