At Three Lumos Consulting (TLC), we bring support, structure, and dependable service to independent Registered Investment Advisers (RIAs). Our firm was founded to help advisers confidently navigate the complexities of regulatory compliance—without losing focus on their clients or their firm's growth.

Advisers who transition from large institutions often find that compliance management, once handled by an internal team, can quickly become overwhelming. That’s where we come in.

At Three Lumos, we believe compliance shouldn’t be a barrier to your success—it should be a framework that empowers it. Our mission is to simplify and strengthen your compliance program through personalized support, clear structure, and responsive service. With our hands-on guidance and practical processes, you can stay compliant, stay confident, and stay focused on what matters most: your clients and your firm’s future.